Conflict of Interest Policy
Continuum Wealth operate a robust Conflicts of Interest policy in accordance with various legal and regulatory requirements. The policy sets out how we will identify and manage any conflicts that may arise. The policy is subject to change from time to time and may change without notice. Keep checking this website in order to be aware of any changes to the policy.
The Policy includes the following considerations:
- Any personal interest of officers/directors in securities recommended by us
- Details regarding any directorships or other material relationships of our officers/directors with companies and investments Continuum Wealth may recommend.
The following activities are strictly prohibited and apply to all our personnel:
- All personnel are prohibited from handling client monies.
- Financial advisory staff are prohibited from managing client accounts on a discretionary basis.
Continuum Wealth maintain a register of identified conflicts and where they are relevant to you they will be fully disclosed. Speak to your adviser for further information.